2nd Circuit: Antitrust Claim Against Prime Brokers Precluded by Securities Regime
Prime brokers who allegedly collude in setting fees to acquire and sell hard-to-borrow securities for short sellers cannot be sued in federal court for violating the Sherman Act, the 2nd U....
Law.com via Yahoo! Finance,
Fri Dec 04 00:02:11 PST 2009
Found on Yahoo! News
2nd Circuit: Antitrust Claim Against Prime Brokers Precluded by Securities Regime
Prime brokers who allegedly collude in setting fees to acquire and sell hard-to-borrow securities for short sellers cannot be sued in federal court for violating the Sherman Act, the 2nd U....
Law.com,
Thu Dec 03 20:27:19 PST 2009
Found on Yahoo! News
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Big XII Title Game Big With Brokers
A reversal of fortune for the Nebraska Cornhuskers football team means a small fortune for local ticket brokers.
KETV 7 Omaha,
Thu Dec 03 08:59:24 PST 2009
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Brokers paint dire picture of Hub commercial real estate market
If brokers were expecting optimism at this morning's NAIOP commercial real estate market forecast, they must have been disappointed. "This year was bad, but...
Boston Herald,
Thu Dec 03 08:49:58 PST 2009
Found on Yahoo! News
BGC
Dec. 3 (Bloomberg) -- BGC Partners Inc. Executive Managing Director Anthony Verrier told a London judge that he induced two employees at competitor Tullett Prebon Plc to breach their employ...
Bloomberg,
Thu Dec 03 09:24:12 PST 2009
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Commission-Only Brokers Still Want To Wear Both Hats
A new survey finds that commission-only brokers want to be able to switch from a fiduciary to a suitability standard when recommending products.
Financial Planning.com,
Wed Dec 02 09:23:44 PST 2009
Found on Yahoo! News
Annuities' Popularity to Push Brokers/Advisors to Automate, Aite Says
Annuity investments within IRAs are expected to reach $510 billion at the end of next year, Aite Group estimates. The surge in volume will drive brokerages and investment advisors to step u...
Wall Street and Technology,
Thu Dec 03 14:12:40 PST 2009
Found on Yahoo! News
EDA speaks to commercial brokers
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The Record and Herald News,
Thu Dec 03 22:10:40 PST 2009
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Brokers: Forecast cloudy for Mass. office market
There wasn't much to smile about at yesterday's NAIOP commercial real estate market forecast. "This year was bad, but it could have been worse," said...
Boston Herald,
Thu Dec 03 21:21:29 PST 2009
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Rich Families Overpay for Art, Yacht, Ransom Cover, Brokers Say
Dec. 2 (Bloomberg) -- Wealthy families pay too much to insure yachts, paintings and the risk of being taken hostage because they aren
Bloomberg,
Thu Dec 03 01:24:57 PST 2009
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BGC executive admits role in luring brokers
Tony Verrier, the BGC executive who is accused of being involved in an alleged £40m poaching raid on rival interdealer broker Tullett , on Thursday admitted to the High Court that he induce...
Financial Times,
Thu Dec 03 18:51:34 PST 2009
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Trustee settling with Agape brokers
Five people who the feds allege pocketed more than $40 million by selling bogus investments for Nicholas Cosmo
Long Island Business News,
Thu Dec 03 11:51:50 PST 2009
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Asset Allocation: The First Step Towards Profit
Financial advisors and brokers, either full or limited service, rarely provide investors with an adequate and concise overview of the investment market. At least, not such that decisions on...
Investopedia,
Fri Dec 04 01:04:17 PST 2009
Found on Yahoo! News
Richard Larrabee Selected as 2010 Person of the Year by NY/NJ Forwarders & Brokers...
NEW YORK, N.Y. (November 30, 2009) - The New York/New Jersey Foreign Freight Forwarders and Brokers Association, Inc. selected Richard M. Larrabee, Director of the Port Commerce Department ...
Journal of Commerce Online,
Tue Dec 01 10:49:10 PST 2009
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China Brokers Gain on Speculation Margin Trading to Be Allowed
Dec. 3 (Bloomberg) -- Citic Securities Co. led brokerage stocks higher in Shanghai on speculation the Chinese government will allow margin trading. Citic, the country
Bloomberg,
Wed Dec 02 19:40:58 PST 2009
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Cover Story
SEEING RED Of all the items on the legislative calendar, the banning of labour brokers has become the most hotly contested issue. But it's not just about labour brokers.
Financial Mail,
Thu Dec 03 22:49:50 PST 2009
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Mortgage Alliance in off-plan deal for buy to let
The Mortgage Alliance has linked with The Resort Group to offer access to off-plan overseas property developments for directly authorised brokers. The partnership will primarily be targeted...
Money Marketing Online,
Fri Dec 04 00:21:20 PST 2009
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In depth Q&A: Economic power-brokers on Aylesbury's future
The Bucks Herald has quizzed the Vale's economic power-brokers on what the future holds in the wake of the huge redundancies at HBOS.
Aylesbury Today,
Tue Dec 01 09:56:49 PST 2009
Found on Yahoo! News
(AFX UK Focus) 2009-12-04 07:39 German stocks - Factors to watch on December 4
FRANKFURT, Dec 4 (Reuters) - The DAX top-30 index looked set to open 0.5 percent lower on Friday, according to premarket data from brokers at 0720 GMT. The following are some of the factors...
Interactive Investor,
Thu Dec 03 23:42:23 PST 2009
Found on Yahoo! News