Nomura Fined $2.9 Million for Mis-marking Derivatives (Update2)
Nov. 24 (Bloomberg) -- The U.K. unit of Nomura Holdings Inc. , Japan
Bloomberg,
Tue Nov 24 05:06:29 PST 2009
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Nomura Fined $2.9 Million for Mis-marking Derivatives (Update1)
Nov. 24 (Bloomberg) -- Nomura Holdings Inc.
Bloomberg,
Tue Nov 24 04:20:59 PST 2009
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Topix.net
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Nomura Draws $2.9 Million FSA Fine On Derivatives
Nomura Draws $2.9 Million FSA Fine On Derivatives
Fox News,
Tue Nov 24 03:42:16 PST 2009
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SEC's war on hedges' derivatives
The Securities and Exchange Commission will focus on financial instruments such as derivatives as it broadens a crackdown on insider trading by hedge funds, enforcement director Robert Khuz...
New York Post,
Mon Nov 23 23:10:43 PST 2009
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FSA Fines Nomura $2.9 Million For Inadequate Derivatives Controls
Nomura International has been fined $2.9 million by the FSA for systems and controls failings around book marking within its International Equity Derivatives business.
Finance Technology Network,
Tue Nov 24 07:19:29 PST 2009
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Mexico Fines Comerci on Derivatives as Probe Goes On (Update1)
Nov. 23 (Bloomberg) -- Mexico
Bloomberg,
Mon Nov 23 14:34:28 PST 2009
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Draft EU derivatives law set for July 2010
A major draft EU law on market infrastructure will be tabled next July to make share and derivatives trading less risky for investors and the broader financial system from late 2012, indust...
EurActiv,
Tue Nov 24 01:48:44 PST 2009
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SEC to Focus on Derivatives as Insider Probes Expand (Update2)
Nov. 23 (Bloomberg) -- The U.S. Securities and Exchange Commission will focus on financial instruments such as derivatives as it broadens a crackdown on insider trading by hedge funds, enfo...
Bloomberg,
Mon Nov 23 12:41:54 PST 2009
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Derivatives Target Of SEC Probes: Report
Derivatives Target Of SEC Probes: Report
Fox News,
Mon Nov 23 11:12:16 PST 2009
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Gensler helps lead the charge to expose OTC derivatives
In 2002, legendary investor Warren Buffett warned that the economy was under threat from "financial weapons of mass destruction." He was talking about derivatives.
USA Today,
Sun Nov 22 17:46:20 PST 2009
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China derivatives hit banks
When, at the beginning of 2008, Antoine Castel took control of the fixed-income unit in Beijing of Calyon, the investment banking arm of Crédit Agricole , the world
Financial Times,
Mon Nov 23 12:37:54 PST 2009
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Derivatives Clearing Gives Congress Fits
The Challenge Congress is working on legislation for OTC derivatives reform, but there is still no agreement on mandatory clearing of standardized instruments or on how exotic instruments w...
Wall Street and Technology,
Mon Nov 23 05:08:07 PST 2009
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Gensler helps lead the charge to expose OTC derivatives
More than a year after derivatives nearly sank AIG, policymakers in Washington are trying to defuse them. One of the leaders: Gary Gensler.
USA Today,
Sun Nov 22 08:39:21 PST 2009
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Derivatives Clearing Gives Congress Fits
Congress is working on legislation for OTC derivatives reform, but there is still no agreement on mandatory clearing of standardized instruments or on how exotic instruments will be handled...
Finance Technology Network,
Mon Nov 23 05:05:37 PST 2009
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The Challenges of OTC Derivatives Market Reform (Video)
In December, the House of Representatives will vote on OTC derivatives reform and broader financial reform. Tabb Group Senior Analyst Kevin McPartland discusses these and other deadlines as...
Finance Technology Network,
Mon Nov 23 07:19:29 PST 2009
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Derivatives Losses Sink ANZ Profits
Loss from derivatives and bad debt dragged down annual profits for Australia and New Zealand Banking Group , offsetting a 12% increase in annual revenue.
Derivatives Week,
Mon Nov 23 07:55:55 PST 2009
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Nomura fined £1.75 million for derivatives bookmarking failings
The Financial Services Authority (FSA) has fined Nomura International £1.75 million for "widespread systems and controls failings" around book ...
Finextra,
Tue Nov 24 06:36:02 PST 2009
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A V Rajwade: Currency derivatives
RBI needs to review whether it really wants to depart from limiting the use of derivatives to genuine hedging.
Business Standard India,
Sun Nov 22 10:56:02 PST 2009
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Icap may be grappling with the rapidly changing over-the-counter derivatives marke...
Icap may be grappling with the rapidly changing over-the-counter derivatives market, its core business, but the world
eFinancial News,
Sun Nov 22 21:03:19 PST 2009
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